Who We Serve
We work for motivated financial professionals who want to own their brands and build businesses that they can eventually sell when they are ready to retire on a full or part-time basis.
The ideal financial professional will have clean compliance records for the past five years.
We encourage the following types of professionals to learn more about us:
- Breakaway professionals from wirehouses
- Breakaway agents from captive insurance groups
- Fee-only and hybrid RIAs and IARS
- Commission-only financial professional
Our ideal relationships are independent financial professionals with the drive and ambition to sell their advice and services to individuals and their families.
Our ideal relationships are financial professionals who prefer to focus their time and energy on:
Marketing their advice and services to prospective clients
Servicing clients who enter into continuous relationships
We are a Super OSJ for financial professionals who are primarily located in the Northeast.
The financial professionals we support hold various combinations of the following licenses and registrations:
- Investment Advisor Representatives
- Securities licenses (Series 7, 6, 65)
- Insurance licenses (Life, LTC, Annuity, Health, Disability)
