Helping Independently-Minded Financial Professionals With:


Being independent doesn’t have to mean being alone.

Freedom to Manage Your Practice Your Way Scalability Flexibility Operational Excellence

A Team Approach

Whether you are considering the launch of your own independent practice or are an established independent business owner looking for ways to amplify your service to your clients, the EFA team is ready to help you build, grow, and exit a practice that is as fulfilling as it is successful.

Highly Experienced Operations Team

Understanding Your Language

Leveraging Your B/D and RIA Relationships

Responsive Compliance That Works for You

You Don’t Have to Go It Alone.

Here are five reasons why Financial Professionals partner with us:

What Our Clients Have to Say About Us

Blog Feed

Your Distinctiveness on Display
Your Distinctiveness on Display
When you think of a brand with a good shopping experience, what comes to mind? It’s probably not just a place with a product you...
Read More
Helping a Client After Identity Theft
Helping a Client After Identity Theft
You do your best to look after your clients’ wellbeing, including maintaining a strong cybersecurity plan to safeguard their private data and the integrity of...
Read More
Reducing NIGOs With the Help of an OSJ
Reducing NIGOs With the Help of an OSJ
As financial professionals, you understand the importance of accuracy and efficiency in your operations. However, one persistent operational challenge can significantly impact your firm’s productivity...
Read More

Complimentary eBook:

Going Independent Doesn’t Mean Financial Professionals Have to Go It Alone:

Top 10 Questions You Should Ask Large Enterprises/OSJs

Download Now >