Transition Services

There is no substitute for a fast, efficient service team when transitioning your clients from your firm or current OSJ to Evolution. Our comprehensive transition process includes five critical services that create a positive first impression.

Step one is building a customized transition plan that makes sense for you and your clients.

Evolution - Transition Timeline


We provide extensive training and support so you and your team are ready to begin the transition process as soon as you arrive.


We want you to maximize your use of the Evolution operations team. We do the work so you don’t have to. 


Our integrated technologies can help you work smart by doing a lot of the work for you. 

We understand that time is one of your most valuable assets. We’re proud to offer technologies that will reduce the time needed for the transition so you can continue to focus on growing your business. 


Our experienced compliance team is dedicated to providing a responsive level of service that meets the needs of financial professionals.  

Our compliance team’s process is built on a foundation of us understanding your business and your understanding how we look at business. These relationships are continually growing and evolving. We’re here to protect your clients while also protecting you and your interests.


All the workflows at Evolution are based on best practices that work for our professionals and their clients. We have years of experience developing optimized workflows that benefit our financial professionals and their clients. 

Partnership with Financial Advisors
The team at Evolution Financial Advisors has been one of our most valuable partners in building our practice group. They provide a myriad of services from back-office administrative and compliance support to helping improve our operational efficiencies through technology.
Recently, Evolution’s leadership helped guide our acquisition of a large AUM practice from a senior advisor. The process took well over a year to lay the groundwork for a smooth client transition where Evolution provided guidance on a wide range of issues.
We seek input from Evolution as a valuable resource when making most business decisions.
Mark E. Kluge, CLU®, CAP®, AEP®, BFA™
BlueMark Advisors

Complimentary eBook:

Going Independent Doesn’t Mean Financial Professionals Have to Go It Alone: Top 10 Questions You Should Ask Large Enterprises/OSJs

Download Now