Elizabeth Carter

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Elizabeth Carter

Sr. Supervision Analyst

After receiving a music industry degree and interning at a media management firm, Liz went to work for another broker-dealer/investment advisory firm serving as a receptionist, direct business specialist, and brokerage operations specialist. Liz is now a senior principal support member for EFA. In her present role, Liz reviews incoming business and provides daily compliance and operational support to EFA’s financial representatives.

Liz has earned the following industry licenses: Series 7, 24, and 66 and insurance. She has participated in her broker-dealer’s branch trainer’s group and currently serves on her broker-dealer’s Principal Advisory Council.

Liz enjoys traveling, kayaking, listening to music, watching movies, reading, and spending time with her cat, Jazz. She is passionate about environmental conservation and following a plant-based diet. Her favorite vacation spots are New York’s Finger Lakes and Adirondack Mountains.