Our Blog
Jul
31
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How to Use an OSJ to Streamline Your Back Office Operations
As an independent financial professional, you have to wear a lot of hats to make your firm run with some level of efficiency. However, your...
Jul
24
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How Can An OSJ Help Financial Advisors Stay Current With Industry Trends
In an industry as dynamic and evolving as finance services, staying up-to-date with trends that change almost daily is not just an option but a...
Jul
3
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Boost Your Practice’s Efficiency with FinTech Advancements
As an independent financial professional in today’s fast-paced, digital-centric environment, it’s crucial to leverage the power of technology to stay competitive. If you’re still questioning,...
Jun
19
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Enhancing Compliance: Boost Your Practice with an OSJ’s Support
For independent financial professionals, navigating industry regulations can often be complex and time-consuming. A key concern in the financial services industry is regulatory compliance, which...
Jun
14
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Why Independent Financial Professionals Partner with an OSJ for Compliance Assistance
Welcome to our latest blog post, where we delve into compliance needs for independent financial professionals and agents and the associated benefits that partnering with...
May
30
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Recap of the EFA 2023 Advisor Forum
Now that we’ve had some time to decompress from the amazing time at the EFA 2023 Advisor Forum on May 1-3, looking back over the...
May
8
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Financial Advisors: Harness the Power of an OSJ to Win New Clients
As an independent financial professional, you know that your most valuable resource is how you allocate your time. In an increasingly competitive landscape, focusing on...
Apr
24
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Hydration Station
Hydration is the name of the game! We all know we should be getting through our 8 glasses of water a day, we all know...
Apr
17
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Top 4 Reasons Why Independent RIAs, Advisors (IARs), & Registered Representatives Partner With an OSJ
The financial services industry is massive, complex, and competitive. As an independent Registered Investment Advisor (RIA), Investment Advisor Representative (IAR), or agent, you may be...
Apr
3
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6 Important Questions To Ask an OSJ
Selecting an office of supervisory jurisdiction (OSJ) is one of the most important decisions you can make. Your allied OSJ will serve as your firm’s...
Mar
27
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Planning Advice For Plan Participants
As a financial professional working with employers who want to offer retirement plans, you’re well aware of the benefits of the various plan types to...
Mar
24
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Big Apple Boogie: Running the NYC Half Marathon
If you had told me 2 years ago I would be running in the New York City Half Marathon in March 2023, and that it...
