About Us

Creating a Different Experience for Independent Financial Professionals

When we started Evolution Financial Advisors, we had a goal to create a better experience for independent financial professionals. We wanted to build an organization that was guided by five core principles: independence, focus, white-glove service, community, and best-in-class practices.

These five principles continue to drive our decisions today as we work to help financial professionals achieve their own success. Each principle produces substantial benefits for the financial professionals who rely on Evolution to help them add new clients and serve their current clients.

Independence

Our goal, since inception, has been to provide a back office that is optimized for professionals who own their firms and who provide independent financial advice and services to individual investors and their families. We strongly believe investors are best served by independent financial professionals who put their clients’ financial interests ahead of their own.

Focus

We know that like many independent financial professionals, you often have to wear many hats when running your day-to-day business and may struggle with the growth and management of your practice. The team at Evolution Financial Advisors strives to provide you with the highest level of customer service so you can focus on adding new clients and servicing current clients.

White Glove Service

We saw a major business opportunity to provide a higher level of service to independent financial professionals and knew there was a better way to deliver the services you need to achieve your goals:

Transition
Technology
Marketing Support
Reporting
Compliance

Community

Independence does not mean that you have to work in a vacuum. Shared experiences are one of the best ways to learn and grow. That’s why we host various networking and family-related events throughout the year for our clients. We know having a community that supports you, your team, and your family is an important component of our value proposition.

Best-In-Class Practices

You want a partner that deploys best-in-class operational processes that support your financial advisory firm. We have incorporated up-to-date processes that include regulatory best practices into everything we do for our clients. This includes providing you and your team with timely, responsive feedback to your questions and concerns. This benefits you as well as your clients.

Independence

Focus

White Glove Service

We saw a major business opportunity to provide a higher level of service to independent financial professionals and knew there was a better way to deliver the services you need to achieve your goals:

Transition
Technology
Marketing Support
Reporting
Compliance

Community

Best-In-Class Practices

Our Structure

Here is how we are structured to support financial professionals in western New York as well as throughout the United States:

Securities America Financial Corp includes an RIA and a B/D
Evolution is a non-producing OSJ
Evolution is an OSJ under the Securities America B/D
Insurance licenses are held by financial professional on a state by state basis
Financial professional own their brands and businesses

Complimentary eBook:

Going Independent Doesn’t Mean Financial Professionals Have to Go It Alone: Top 10 Questions You Should Ask Large Enterprises/OSJs

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